In need of a Securities Fraud Lawyer?
Contact Greg Dunn in Calgary, Alberta
A renewed interest by Western Canada’s securities regulators has invoked them to action against criminal and quasi-criminal activities in which individuals and companies are at fault of securities fraud. Regulators have taken action against accusations by individuals and firms using the Criminal Code of Canada and Canada’s Securities Act.
Your defense against investment fraud charges requires an experienced criminal law team with extensive resources – contact the Calgary law office of Greg Dunn at 1-403-775-4677. Legal defense is critical with multiple charges or repeat offenses.
Securities Fraud – Common in Alberta
Typically stemming from investments or entire markets turning bad, securities fraud charges tend to develop. Charges spring from miscommunication between clients and their advisors, which is a direct result of the lack of knowledge when it comes to the client’s expectations. This is commonly referred to as Know-Your-Client rules for financial advice, also know as KYC.
Greg Dunn’s securities fraud defense team, in Calgary, have the experience and resources in defending securities charges as such:
- Misrepresentation of financial data and investment risk
- Absence of informed consent
- Ignorance and negligence of KYC rules
- Improper KYC documentation
- Failure to meet annually with clients in accordance with IIROC
Facing Securities Fraud? Contact Greg Dunn in Calgary Today
Currently facing securities fraud charges? Contact Greg Dunn, an experienced criminal lawyer, at 1-403-775-4677. Under the Criminal Code of Canada, all investment fraud cases can be complex, requiring the background and resources of an experienced criminal lawyer; contact the criminal law office of Greg Dunn today to obtain the advice and guidance to successfully defend your fraud charges. Reach us at 1-403-775-4677 now.